Ma · Mathematics

What Are the Minimum, Maximum, Infimum, and Supremum?

Published By the 9to5Science editorial team

At a glance

  1. 1. Check membership

    A minimum or maximum must be an element of the set.

  2. 2. Check the bound

    A minimum is a lower bound; a maximum is an upper bound.

  3. 3. Find the greatest or least

    The infimum is the greatest lower bound; the supremum is the least upper bound.

  4. 4. Test whether attained

    If the infimum or supremum belongs to the set, it is also the minimum or maximum.

Minimum and maximum describe elements that a set actually contains. Infimum and supremum describe the sharpest lower and upper bounds, which may or may not be in the set. This membership distinction is the key to using the four terms correctly.

Definitions

Let AA be a nonempty subset of the real numbers.

  • A minimum of AA is an element m∈Am\in A such that m≤am\leq a for every a∈Aa\in A. It is also written min⁡A\min A.
  • A maximum of AA is an element M∈AM\in A such that a≤Ma\leq M for every a∈Aa\in A. It is also written max⁡A\max A.
  • A lower bound of AA is a number ll such that l≤al\leq a for every a∈Aa\in A. The infimum inf⁡A\inf A is the greatest lower bound: it is a lower bound, and every other lower bound is at most it.
  • An upper bound of AA is a number uu such that a≤ua\leq u for every a∈Aa\in A. The supremum sup⁡A\sup A is the least upper bound: it is an upper bound, and it is at most every other upper bound.

The infimum and supremum are unique when they exist. Unlike a minimum or maximum, they do not have to be members of AA.

How the four concepts relate

If AA has a minimum, then that minimum is also its infimum. If AA has a maximum, then that maximum is also its supremum. The reverse implications need not hold: a set can have an infimum or supremum that it never reaches.

For example, consider the open interval A=(0,1)A=(0,1). Every element of AA is greater than 00 and less than 11, so 00 is its greatest lower bound and 11 is its least upper bound. But neither endpoint belongs to the interval. Therefore,

inf⁡A=0,sup⁡A=1,\inf A=0,\qquad \sup A=1,

while AA has no minimum and no maximum.

By contrast, for B={−2,1,4}B=\{-2,1,4\}, the endpoints are included:

min⁡B=inf⁡B=−2,max⁡B=sup⁡B=4.\min B=\inf B=-2,\qquad \max B=\sup B=4.

A practical test for infimum and supremum

For a nonempty set A⊆RA\subseteq\mathbb{R} that is bounded above, a number ss is sup⁡A\sup A exactly when both conditions hold:

  1. ss is an upper bound: a≤sa\leq s for every a∈Aa\in A.
  2. No smaller number is an upper bound. Equivalently, for every ε>0\varepsilon>0, some a∈Aa\in A satisfies s−ε<as-\varepsilon<a.

The second condition says that members of AA can be found arbitrarily close to ss, on or below it. It does not say that any member equals ss. There is a corresponding test for an infimum: i=inf⁡Ai=\inf A exactly when ii is a lower bound and, for every ε>0\varepsilon>0, some a∈Aa\in A satisfies a<i+εa<i+\varepsilon.

For a quick application, let C={x∈R:x2<4}=(−2,2)C=\{x\in\mathbb{R}:x^2<4\}=(-2,2). The number 22 is an upper bound. Given any ε>0\varepsilon>0, choose a positive number δ<min⁡(ε,2)\delta<\min(\varepsilon,2); then 2−δ∈C2-\delta\in C and 2−ε<2−δ2-\varepsilon<2-\delta. Thus elements of CC occur arbitrarily close to 22, so sup⁡C=2\sup C=2. Since 2∉C2\notin C, there is no maximum. The same reasoning at the other endpoint gives inf⁡C=−2\inf C=-2, with no minimum.

Common mistakes

  • Assuming a bound must be included. An upper bound can lie outside the set; in fact, most upper bounds need not be the supremum. The supremum is the least one.
  • Calling an infimum a minimum without checking membership. First find the greatest lower bound, then check whether it belongs to the set.
  • Confusing an infimum with any lower bound. For (0,1)(0,1), every number at most 00 is a lower bound, but only 00 is the greatest one.
  • Assuming every set has all four values. A nonempty set can be unbounded above or below, in which case it has no real supremum or infimum in that direction. The real-number completeness theorem guarantees a real supremum for every nonempty set that is bounded above, and a real infimum for every nonempty set that is bounded below.

For the empty set, there is no minimum or maximum. In the real numbers, its infimum and supremum are usually left undefined; in the extended real numbers, a common convention is inf⁡∅=+∞\inf\varnothing=+\infty and sup⁡∅=−∞\sup\varnothing=-\infty. Check the convention being used before applying these formulas.

References

  1. Understanding Analysis, Stephen Abbott
  2. Principles of Mathematical Analysis, Walter Rudin

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