Ma · Mathematics

If Bounded Operators Converge Pointwise, Are Their Norms Bounded?

Published By the 9to5Science editorial team

At a glance

  1. 1. Check the domain

    The domain must be a Banach space for the standard uniform boundedness theorem to apply.

  2. 2. Use pointwise convergence

    For each input, convergence implies the sequence of output values is bounded.

  3. 3. Apply Baire’s theorem

    The uniform boundedness principle turns pointwise boundedness into a common operator-norm bound.

  4. 4. Check the limit

    The pointwise limit is a bounded linear operator, but convergence need not be in operator norm.

Suppose (Tn)(T_n) is a sequence of bounded linear operators from a Banach space XX into a normed space YY. If TnxT_nx converges in YY for every x∈Xx\in X, then the operator norms are uniformly bounded:

sup⁡n∥Tn∥<∞.\sup_n \|T_n\| < \infty.

This is an application of the uniform boundedness principle, also called the Banach–Steinhaus theorem. The key assumption is that the domain XX is complete. The codomain need not be complete.

Why pointwise convergence is enough

For each fixed xx, convergence of the sequence (Tnx)(T_nx) implies that its values are bounded. Thus

sup⁡n∥Tnx∥<∞for every x∈X.\sup_n \|T_nx\| < \infty \qquad\text{for every }x\in X.

This is pointwise boundedness. The uniform boundedness principle says that for bounded linear operators on a Banach space, pointwise boundedness forces a single bound that works for every operator norm. The bound does not depend on xx or on nn.

The statement is about boundedness of the sequence in operator norm; it does not say that TnT_n converges in operator norm.

Proof using the Baire category theorem

For each positive integer mm, define

Em={x∈X:∥Tnx∥≤m for every n}.E_m=\{x\in X: \|T_nx\|\le m\text{ for every }n\}.

Each EmE_m is closed, since it is the intersection over nn of the closed sets {x:∥Tnx∥≤m}\{x:\|T_nx\|\le m\}. Pointwise boundedness also gives X=⋃m=1∞EmX=\bigcup_{m=1}^{\infty}E_m: for any fixed xx, some integer mm bounds all the values ∥Tnx∥\|T_nx\|.

Because XX is Banach, the Baire category theorem implies that at least one EmE_m has nonempty interior. So for some x0∈Xx_0\in X and r>0r>0, the open ball B(x0,r)B(x_0,r) lies in EmE_m. Since x0x_0 itself is in EmE_m, whenever ∥h∥<r\|h\|<r we have

∥Tnh∥≤∥Tn(x0+h)∥+∥Tnx0∥≤2m\|T_nh\|\le \|T_n(x_0+h)\|+\|T_nx_0\|\le 2m

for every nn. Take any uu with ∥u∥=1\|u\|=1 and put h=(r/2)uh=(r/2)u. Then ∥h∥<r\|h\|<r, so

∥Tnu∥≤4mr\|T_nu\|\le \frac{4m}{r}

for every nn and every unit vector uu. Taking the supremum over unit vectors gives ∥Tn∥≤4m/r\|T_n\|\le 4m/r for all nn. Hence the operator norms are uniformly bounded.

A pointwise limit is also bounded

If TnxT_nx converges to TxTx for every xx, then the limit map TT is linear, because each TnT_n is linear and limits preserve addition and scalar multiplication. The uniform bound also shows that TT is bounded. If ∥Tn∥≤C\|T_n\|\le C for every nn, then

∥Tx∥=lim⁡n→∞∥Tnx∥≤C∥x∥.\|Tx\|=\lim_{n\to\infty}\|T_nx\|\le C\|x\|.

Thus TT is a bounded linear operator and ∥T∥≤C\|T\|\le C.

Example: pointwise convergence does not imply norm convergence

On the Hilbert space ℓ2\ell^2, let PnP_n keep the first nn coordinates and set all later coordinates to zero. For any x=(x1,x2,…)∈ℓ2x=(x_1,x_2,\ldots)\in\ell^2, the sequence PnxP_nx converges to xx in ℓ2\ell^2, since the tail of a square-summable sequence tends to zero. Also, ∥Pn∥=1\|P_n\|=1 for every nn.

Nevertheless, PnP_n does not converge to the identity operator in operator norm. For every nn, the operator I−PnI-P_n keeps the tail, and applying it to the unit vector with a 11 in coordinate n+1n+1 gives a vector of norm 11. Therefore ∥I−Pn∥=1\|I-P_n\|=1 for every nn. This illustrates the distinction: the norms of the operators stay bounded, but pointwise convergence need not be uniform over the unit ball.

Why completeness matters

Without a Banach domain, the conclusion can fail. Let X=c00X=c_{00}, the space of finitely supported sequences, with the ℓ2\ell^2 norm. Define Tn:X→RT_n:X\to\mathbb{R} by Tn(x)=nxnT_n(x)=n x_n. Each TnT_n is bounded and has norm nn, since the coordinate functional x↦xnx\mapsto x_n has norm 11. Yet for every x∈c00x\in c_{00}, Tn(x)=0T_n(x)=0 for all sufficiently large nn, so Tn(x)→0T_n(x)\to0. The operator norms are unbounded because c00c_{00} is not complete in the ℓ2\ell^2 norm.

Common mistakes

  • Omitting the Banach-space assumption: Pointwise convergence alone is not enough on an arbitrary normed domain.
  • Confusing pointwise and norm convergence: Pointwise convergence concerns each fixed input; operator-norm convergence requires uniform control over the unit ball.
  • Assuming the limit is bounded without justification: Once the uniform bound is established, passing to the pointwise limit proves boundedness of the limit operator.

References

  1. Walter Rudin, Functional Analysis
  2. Erwin Kreyszig, Introductory Functional Analysis with Applications

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