Ma · Mathematics

What Is the Adjoint of an Integral Operator on $L^p$?

Published By the 9to5Science editorial team

At a glance

  1. 1. Identify the spaces

    Write the domain and codomain measures, and note whether p is between 1 and infinity or an endpoint.

  2. 2. Use the dual exponent

    For 1 < p < infinity, pair each Lp space with its Lq dual, where 1/p + 1/q = 1.

  3. 3. Transpose the kernel

    Reverse the variables in the integral; use a complex conjugate when using the sesquilinear inner-product convention.

  4. 4. Check the endpoints

    For p = 1 the dual is typically L-infinity; for p = infinity the dual is generally larger than L1.

An integral operator sends a function on one measure space to a function on another. Its adjoint acts in the reverse direction, and its kernel is transposed: the output variable and integration variable exchange roles. The precise statement depends on which dual spaces are being used, especially at p=1p=1 and p=∞p=\infty.

The general formula

Let (Y,ν)(Y,\nu) and (X,μ)(X,\mu) be measure spaces, and suppose

(Tf)(x)=∫YK(x,y)f(y) dν(y)(Tf)(x)=\int_Y K(x,y)f(y)\,d\nu(y)

maps Lp(Y,ν)L^p(Y,\nu) boundedly into Lp(X,μ)L^p(X,\mu). The Banach-space adjoint, also called the transpose, is the map

T′:(Lp(X,μ))∗⟶(Lp(Y,ν))∗.T':(L^p(X,\mu))^*\longrightarrow (L^p(Y,\nu))^*.

It reverses the direction of the operator. When 1<p<∞1<p<\infty and the usual LpL^p duality applies, set q=p/(p−1)q=p/(p-1), so that 1/p+1/q=11/p+1/q=1. Identifying the duals with LqL^q, the adjoint is represented by

(T′g)(y)=∫XK(x,y)g(x) dμ(x).(T'g)(y)=\int_X K(x,y)g(x)\,d\mu(x).

This is the formula for the bilinear dual pairing ∫fg\int f g. For real-valued functions, it is the familiar formula without any convention issue.

For complex-valued functions, many texts use the sesquilinear pairing ⟨f,g⟩=∫fg‾\langle f,g\rangle=\int f\overline{g}. With this convention, the adjoint formula is

(T∗g)(y)=∫XK(x,y)‾g(x) dμ(x).(T^*g)(y)=\int_X \overline{K(x,y)}g(x)\,d\mu(x).

The bar is complex conjugation. On L2L^2, this is the usual Hilbert-space adjoint. The two formulas express the same reversal of variables; the apparent difference comes from how the duality pairing is defined.

These formulas require hypotheses ensuring that the operator is bounded and the integrals and change of order are legitimate. For example, a bounded measurable kernel on finite measure spaces gives a bounded operator on each LpL^p, 1≤p≤∞1\le p\le\infty. More general kernels can be handled under suitable integrability or boundedness conditions, such as Schur-test hypotheses.

Why the kernel is transposed

Using the bilinear pairing, take f∈Lp(Y)f\in L^p(Y) and g∈Lq(X)g\in L^q(X). If Fubini’s theorem applies, then

∫X(Tf)(x)g(x) dμ(x)=∫X(∫YK(x,y)f(y) dν(y))g(x) dμ(x)=∫Yf(y)(∫XK(x,y)g(x) dμ(x)) dν(y).\begin{aligned} \int_X (Tf)(x)g(x)\,d\mu(x) &=\int_X\left(\int_Y K(x,y)f(y)\,d\nu(y)\right)g(x)\,d\mu(x)\\ &=\int_Y f(y)\left(\int_X K(x,y)g(x)\,d\mu(x)\right)\,d\nu(y). \end{aligned}

The final expression is the dual pairing of ff with T′gT'g. Thus the adjoint integrates over the old output variable xx, leaving a function of the old input variable yy.

Worked example: the Volterra operator

On [0,1][0,1] with Lebesgue measure, define

(Tf)(x)=∫0xf(y) dy.(Tf)(x)=\int_0^x f(y)\,dy.

Its kernel is K(x,y)=1K(x,y)=1 when 0≤y≤x≤10\le y\le x\le1, and 00 otherwise. For 1<p<∞1<p<\infty, its adjoint on Lq([0,1])L^q([0,1]) is

(T′g)(y)=∫y1g(x) dx.(T'g)(y)=\int_y^1 g(x)\,dx.

Indeed, the condition y≤xy\le x in the original integral becomes the integration range x∈[y,1]x\in[y,1] after exchanging the order of integration. With the complex sesquilinear convention, the kernel is real, so the formula is unchanged. The same integral formula defines the corresponding dual operator at the endpoint p=1p=1 as a map on L∞L^\infty.

What happens at p=1p=1 and p=∞p=\infty?

For standard measure spaces, the dual of L1L^1 is represented by L∞L^\infty. Thus, if T:L1(Y)→L1(X)T:L^1(Y)\to L^1(X) is bounded, its Banach adjoint maps L∞(X)L^\infty(X) to L∞(Y)L^\infty(Y), and the transposed-kernel formula often applies when the integrals are justified.

The dual of L∞L^\infty is generally not just L1L^1. It is a larger space of bounded linear functionals (often described using finitely additive measures). Consequently, for an operator on L∞L^\infty, the Banach adjoint always exists as a map between the full dual spaces, but it need not be representable by an ordinary L1L^1 function or by the displayed kernel formula alone. Additional structure may yield a useful representation, but it should not be assumed automatically.

Common mistakes

  • Keeping the same direction: If TT maps functions on YY to functions on XX, its adjoint maps functionals on XX back to functionals on YY.
  • Using pp instead of its dual exponent: For 1<p<∞1<p<\infty, the adjoint acts on LqL^q, where 1/p+1/q=11/p+1/q=1.
  • Forgetting the convention for complex functions: The Banach transpose under a bilinear pairing has no conjugate; the Hilbert-space adjoint under a sesquilinear pairing conjugates the kernel.
  • Treating L∞L^\infty like a reflexive LpL^p space: In general, (L∞)∗(L^\infty)^* cannot be identified with L1L^1.
  • Ignoring integrability conditions: Exchanging integrals requires suitable hypotheses, such as absolute integrability or a theorem that otherwise justifies the exchange.

Does compactness change the formula?

No. Compactness is not needed to derive the transposed-kernel formula; boundedness and valid duality and integration arguments are the relevant issues. Separately, the Schauder theorem says that the adjoint of a compact bounded operator between Banach spaces is compact. This is a property of the operator, not a change to how its kernel is transposed.

References

  1. Walter Rudin, Functional Analysis, 2nd edition
  2. John B. Conway, A Course in Functional Analysis, 2nd edition

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