Ma · Mathematics

Why the Minimum Modulus Principle Follows from the Maximum Modulus Principle

Published By the 9to5Science editorial team

At a glance

  1. 1. Check the value

    If the function is zero at the proposed minimum, the modulus is already zero and there is nothing to contradict.

  2. 2. Take the reciprocal

    If the value is nonzero, continuity gives a neighborhood where the function has no zeros, so its reciprocal is holomorphic there.

  3. 3. Reverse the inequality

    A local minimum of the original modulus becomes a local maximum of the reciprocal's modulus.

  4. 4. Apply the maximum principle

    A holomorphic function with an interior local maximum of its modulus is constant nearby; therefore the original function is constant.

The minimum modulus principle can feel like a separate theorem, but its usual proof is a direct application of the maximum modulus principle. The key observation is that taking a reciprocal reverses the size comparison: a small nonzero value of ff corresponds to a large value of 1/f1/f.

The precise statement is that if ff is holomorphic and nonconstant on a connected domain, then ∣f∣|f| cannot have a positive local minimum at an interior point. Thus, if ∣f∣|f| does have an interior local minimum, that minimum must be 00, meaning ff vanishes there.

The reciprocal proof, step by step

Suppose z0z_0 is an interior point where ∣f∣|f| has a local minimum. There are two cases.

If f(z0)=0f(z_0)=0, then ∣f(z0)∣=0|f(z_0)|=0. Since a modulus cannot be negative, this is already a minimum. This case does not imply that ff is constant; for example, f(z)=zf(z)=z has a local minimum of its modulus at 00.

Now suppose f(z0)≠0f(z_0)\ne 0. By continuity, f(z)f(z) stays nonzero in some small neighborhood of z0z_0. So the reciprocal

g(z)=1f(z)g(z)=\frac{1}{f(z)}

is holomorphic in that neighborhood. Because ∣f∣|f| has a local minimum there, taking reciprocals reverses the inequality:

∣g(z)∣=1∣f(z)∣≤1∣f(z0)∣=∣g(z0)∣.|g(z)|=\frac{1}{|f(z)|}\leq \frac{1}{|f(z_0)|}=|g(z_0)|.

In other words, ∣g∣|g| has a local maximum at the interior point z0z_0. The maximum modulus principle says that a holomorphic function with an interior local maximum of its modulus must be constant (on the relevant connected neighborhood). Therefore gg is constant nearby, and hence f=1/gf=1/g is constant nearby.

If the original domain is connected, the identity theorem then implies that ff is constant throughout the domain. This contradicts the assumption that ff is nonconstant. So the proposed local minimum cannot have a nonzero value.

Why a minimum becomes a maximum

For positive numbers, the function x↦1/xx\mapsto 1/x is decreasing. If ∣f(z)∣≥∣f(z0)∣>0|f(z)|\geq |f(z_0)|>0 near z0z_0, then

1∣f(z)∣≤1∣f(z0)∣.\frac{1}{|f(z)|}\leq \frac{1}{|f(z_0)|}.

That inequality is exactly the local-maximum condition for ∣1/f∣|1/f|. The assumption f(z0)≠0f(z_0)\ne0 matters: without it, the reciprocal may not exist near the point, and the argument cannot be used.

A concrete example

Consider f(z)=2+zf(z)=2+z near z0=0z_0=0. Here f(0)=2≠0f(0)=2\ne0, so if ∣f∣|f| had a local minimum at 00, then g(z)=1/(2+z)g(z)=1/(2+z) would have a local maximum there. But moving a small distance in the negative real direction gives z=−tz=-t for 0<t<10<t<1, and

∣f(−t)∣=∣2−t∣=2−t<2=∣f(0)∣.|f(-t)|=|2-t|=2-t<2=|f(0)|.

Thus ∣f∣|f| actually decreases immediately in that direction; 00 is not a local minimum. The reciprocal view gives the matching increase:

∣g(−t)∣=12−t>12=∣g(0)∣.|g(-t)|=\frac{1}{2-t}>\frac{1}{2}=|g(0)|.

This illustrates the reversal, while the maximum modulus principle supplies the general proof for every holomorphic function.

Common mistakes

  • Forgetting the zero case: A nonconstant holomorphic function can have an interior minimum of its modulus when that minimum is zero. The principle rules out positive interior minima, not zero ones.
  • Taking the reciprocal without checking for zeros: The reciprocal 1/f1/f is holomorphic only where ff does not vanish. Continuity and f(z0)≠0f(z_0)\ne0 guarantee a sufficiently small zero-free neighborhood.
  • Confusing local and global statements: The proof first uses the maximum modulus principle locally. To conclude that ff is constant on the whole domain, use the identity theorem and assume the domain is connected.
  • Assuming the modulus itself is holomorphic: In general, ∣f∣|f| is not holomorphic. The maximum modulus principle applies to the holomorphic function g=1/fg=1/f, through its modulus ∣g∣|g|.

References

  1. Complex Analysis, Lars V. Ahlfors
  2. Functions of One Complex Variable I, John B. Conway

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