Ph · Physics

Can the Focal Length of a Convex Lens Be Negative?

Published By the 9to5Science editorial team

At a glance

  1. 1. Separate shape and power

    A convex shape does not alone determine whether a lens converges light; compare the lens and surrounding refractive indices.

  2. 2. Set the sign convention

    In the usual left-to-right Cartesian convention, a real focus to the right has positive focal length.

  3. 3. Apply the lensmaker formula

    Use signed surface radii and the refractive index of the lens relative to its surroundings.

  4. 4. Interpret the result

    Positive focal length means converging power; negative focal length means diverging power in that convention.

A convex lens made of ordinary glass and used in air is converging, so its focal length is positive under the usual sign convention. But “convex” describes the lens’s shape, not its optical power in every possible setting. If a convex lens diverges light in its surrounding medium, its focal length is negative under that same convention.

There is a second source of confusion: the sign of a distance depends on the coordinate convention. To decide whether a negative sign reflects a genuinely diverging lens or only a different convention, identify how the sign is defined and whether the lens forms a real or virtual focus.

What the sign of focal length means

In the common Cartesian convention for a thin lens, light travels from left to right and distances to the right are positive. A converging lens brings parallel incoming rays to a real focus on the right, so its focal length is positive. A diverging lens makes those rays spread as though they came from a virtual focus on the left, so its focal length is negative.

Thus, with this convention, the sign indicates the lens’s optical power:

  • f>0f>0: converging lens; parallel rays meet at a real focus.
  • f<0f<0: diverging lens; parallel rays appear to come from a virtual focus.

A convex glass lens in air normally falls into the first category. The important qualification is “in air”: optical behavior depends on the refractive index of the lens compared with the refractive index of the surrounding material.

Why a convex lens can diverge light

For a thin lens in a surrounding medium, the lensmaker formula is

1f=(nlensnmedium−1)(1R1−1R2),\frac{1}{f}=\left(\frac{n_\text{lens}}{n_\text{medium}}-1\right)\left(\frac{1}{R_1}-\frac{1}{R_2}\right),

where nlensn_\text{lens} and nmediumn_\text{medium} are the refractive indices of the lens and its surroundings. The radii R1R_1 and R2R_2 are signed: for light travelling left to right, a typical biconvex lens has R1>0R_1>0 and R2<0R_2<0.

For such a lens, the curvature factor 1/R1−1/R21/R_1-1/R_2 is positive. In air, glass has a higher refractive index than the surrounding medium, so the other factor is positive too. The result is 1/f>01/f>0, and the lens converges light.

If the surrounding material has a higher refractive index than the lens, however, the ratio nlens/nmediumn_\text{lens}/n_\text{medium} is less than 1. The first factor becomes negative. For the same convex shape, this gives 1/f<01/f<0: the lens diverges light and has negative focal length.

Worked example: a glass lens in two media

Consider a thin biconvex lens with refractive index nlens=1.50n_\text{lens}=1.50 and radii R1=+10 cmR_1=+10\,\text{cm} and R2=−10 cmR_2=-10\,\text{cm}. The curvature factor is

1R1−1R2=110−1−10=0.20 cm−1.\frac{1}{R_1}-\frac{1}{R_2}=\frac{1}{10}-\frac{1}{-10}=0.20\,\text{cm}^{-1}.

In air, take nmedium=1.00n_\text{medium}=1.00:

1f=(1.501.00−1)(0.20)=0.10 cm−1,f=+10 cm.\frac{1}{f}=\left(\frac{1.50}{1.00}-1\right)(0.20)=0.10\,\text{cm}^{-1}, \qquad f=+10\,\text{cm}.

The positive focal length means the lens converges parallel rays to a real focus 10 cm to its right.

In a medium with index 1.60, the same lens has

1f=(1.501.60−1)(0.20)=−0.0125 cm−1,f=−80 cm.\frac{1}{f}=\left(\frac{1.50}{1.60}-1\right)(0.20)=-0.0125\,\text{cm}^{-1}, \qquad f=-80\,\text{cm}.

The negative result means the lens now diverges parallel rays; their backward extensions meet at a virtual focus on the incoming side. The lens’s surfaces have not changed. Its optical power changed because the surrounding medium has a higher refractive index than the lens.

Shape, terminology, and sign conventions

In elementary courses, “convex lens” is often used as shorthand for a converging lens, because the examples usually assume glass in air. In that usage, calling its focal length negative would be inconsistent with the usual convention. More precisely, convex refers to surface shape, while converging or diverging describes optical behavior. A convex lens can be diverging when the index contrast is reversed.

Some books use a different sign convention or choose a different positive axis. In those systems, a signed distance may be reported with the opposite sign. The physical distinction does not change: a real focus and a virtual focus are different ray behaviors, independent of how coordinates are labeled. When comparing formulas, check the stated convention before comparing signs. See the related guide to sign conventions for mirror and lens formulas.

Common mistakes

  • Assuming shape fixes the sign. The refractive indices of both the lens and its surroundings matter.
  • Treating a negative sign as automatically an error. It may correctly describe a diverging lens, or it may follow from a different coordinate convention.
  • Mixing conventions in one calculation. Use one convention consistently for focal length, object distance, image distance, and surface radii.
  • Confusing virtual with unreal. A virtual focus is not a point where rays physically meet; it is the point from which the outgoing rays appear to originate when traced backward.

References

  1. Optics, 5th edition — Eugene Hecht

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